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DGAP-PVR : Brockhaus Capital Management AG: Correction of a release from 17/07/2020 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Mon, 20 Jul 2020

Brockhaus Capital Management AG
20.07.2020 / 19:44
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Brockhaus Capital Management AG
Street: Thurn-und-Taxis-Platz 6
Postal code: 60313
City: Frankfurt am Main
Germany
Legal Entity Identifier (LEI): 5299007DQ4OLATJQIX97

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
first time admission of shares to trading on an organized market

3. Details of person subject to the notification obligation
Natural person (first name, surname): Cornelius Dr. Liedtke
Date of birth: 12 Oct 1941
Natural person (first name, surname): Elke Liedtke
Date of birth: 25 Apr 1940
Natural person (first name, surname): Cornelius Carl Liedtke
Date of birth: 06 March 1972
Natural person (first name, surname): Friederike Julia Neumann
Date of birth: 29 March 1976

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Dr. Liedtke Vermögensverwaltung GmbH

5. Date on which threshold was crossed or reached:
10 Jul 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.65 % 0.00 % 3.65 % 9818058
Previous notification n/a % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A2GSU42 0 362344 0.00 % 3.65 %
Total 362344 3.65 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
0 0.00 %
      Total 0 0.00 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Dr. Liedtke, Cornelius / Liedtke, Elke / Liedtke, Cornelius Carl / Neumann, Friederike Julia % % %
Dr. Liedtke Vermögensverwaltung GmbH 3.15 % % %
Futura Capitalis GmbH % % %
PBB Beteiligungen GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
17 Jul 2020



20.07.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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